Abiopharma

🔍 Sousa Mauad Bruno (Director)

Company: Aura Minerals Inc. (AUGO)

Report Date: 2026-08-18

Detailed Transactions and Holdings:

• Acquired 10 shares of Common Shares at $79.89 per share (Direct)
  Date: 2026-08-31 | Code: P | equity_swap_involved: 0 | shares_owned_after: 290,866.00 | transaction_form_type: 4
• Sold 127,500 shares of Common Shares at $81.2 per share (Direct)
  Date: 2026-08-31 | Code: S | equity_swap_involved: 0 | shares_owned_after: 163,366.00 | transaction_form_type: 4
• Acquired 3,225 shares of Common Shares at $80.4232 per share (Direct)
  Date: 2026-08-31 | Code: C | equity_swap_involved: 0 | shares_owned_after: 166,591.00 | transaction_form_type: 4 | Footnotes: F6
• Acquired 3,900 shares of Common Shares at $81.5538 per share (Direct)
  Date: 2026-08-31 | Code: C | equity_swap_involved: 0 | shares_owned_after: 170,491.00 | transaction_form_type: 4 | Footnotes: F7
• Acquired 100 shares of Common Shares at $82.05 per share (Direct)
  Date: 2026-08-31 | Code: C | equity_swap_involved: 0 | shares_owned_after: 170,591.00 | transaction_form_type: 4 | Footnotes: F8
• Sold 0 shares of Brazilian Depositary Receipts (Derivative)
  Date: 2026-08-31 | Code: S | equity_swap_involved: 0 | shares_owned_after: 13,619,368.00 | transaction_form_type: 4 | Footnotes: F1, F1, F1
• Sold 42 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-18 | Code: S | equity_swap_involved: 1 | shares_owned_after: 70,153.00 | transaction_form_type: 4 | Footnotes: F1, F2, F1, F1
• Sold 22 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-18 | Code: S | equity_swap_involved: 1 | shares_owned_after: 405,273.00 | transaction_form_type: 4 | Footnotes: F1, F2, F1, F1
• Sold 23,384 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-31 | Code: S | equity_swap_involved: 1 | transaction_form_type: 4 | Footnotes: F1, F3, F1, F1
• Acquired 23,384 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-31 | Code: P | equity_swap_involved: 1 | shares_owned_after: 70,153.00 | transaction_form_type: 4 | Footnotes: F1, F4, F1, F1
• Sold 125,996 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-31 | Code: S | equity_swap_involved: 1 | shares_owned_after: 27,286.00 | transaction_form_type: 4 | Footnotes: F1, F3, F1, F1
• Sold 9,095 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-31 | Code: S | equity_swap_involved: 1 | transaction_form_type: 4 | Footnotes: F1, F3, F1, F1
• Acquired 135,091 shares of Cash-Settled Total Return Swap (Derivative)
  Date: 2026-08-31 | Code: P | equity_swap_involved: 1 | shares_owned_after: 405,273.00 | transaction_form_type: 4 | Footnotes: F1, F5, F1, F1
• Sold 7,225 shares of Brazilian Depositary Receipts (Derivative)
  Date: 2026-08-31 | Code: C | equity_swap_involved: 0 | shares_owned_after: 13,597,693.00 | transaction_form_type: 4 | Footnotes: F1, F9, F1, F1
• Sold 150,000 shares of Call option (obligation to sell) at $95.0 per share (Derivative)
  Date: 2026-08-28 | Code: S | Expires: 2026-10-16 | Exercise: 2026-10-16 | equity_swap_involved: 0 | shares_owned_after: 1,500.00 | transaction_form_type: 4
• Acquired 150,000 shares of Put option (right to sell) at $85.0 per share (Derivative)
  Date: 2026-08-28 | Code: P | Expires: 2026-10-16 | Exercise: 2026-10-16 | equity_swap_involved: 0 | shares_owned_after: 1,500.00 | transaction_form_type: 4
• Acquired 150,000 shares of Call option (right to buy) at $95.0 per share (Derivative)
  Date: 2026-08-31 | Code: P | Expires: 2026-10-16 | Exercise: 2026-10-16 | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F11
• Sold 150,000 shares of Put option (obligation to buy) at $85.0 per share (Derivative)
  Date: 2026-08-31 | Code: S | Expires: 2026-10-16 | Exercise: 2026-10-16 | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F10

Footnotes:

• F1: BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
• F2: Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.74 using the Banco Central do Brasil's conversion rate as of August 18, 2026.
• F3: Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $17.82 using the Banco Central do Brasil's conversion rate as of August 31, 2026.
• F4: Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 70,153 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.
• F5: Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 405,273 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL142.60. The final valuation date (subject to early termination by the parties) is September 30, 2026.
• F6: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $79.89 to $80.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (6) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
• F7: The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $81.10 to $82.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (7) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
• F8: The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
• F9: The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $26.50 to $27.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (9) to this Form 4. The weighted average price, R$138.55 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 31, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.
• F10: The put option was voluntarily terminated unexercised on August 31, 2026.
• F11: The call option was voluntarily terminated unexercised on August 31, 2026.
• REMARKS: Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.