Abiopharma

🔍 Shellberg Jeffrey D. (Executive)

Company: Bridgewater Bancshares Inc (BWB)

Report Date: 2026-08-31

Detailed Transactions and Holdings:

• Acquired 16,100 shares of Common Stock at $17.5 per share (Direct)
  Date: 2026-08-31 | Code: M | equity_swap_involved: 0 | shares_owned_after: 82,287.00 | transaction_form_type: 4
• Acquired 6,250 shares of Common Stock at $12.92 per share (Direct)
  Date: 2026-08-31 | Code: M | equity_swap_involved: 0 | shares_owned_after: 88,537.00 | transaction_form_type: 4
• Sold 17,206 shares of Common Stock at $21.07 per share (Direct)
  Date: 2026-08-31 | Code: F | equity_swap_involved: 0 | shares_owned_after: 71,331.00 | transaction_form_type: 4
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-08-31 | Code: H | nature_of_ownership: By Trust | shares_owned_after: 355,000.00 | Footnotes: F1
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-08-31 | Code: H | nature_of_ownership: By Trust | shares_owned_after: 87,000.00 | Footnotes: F2
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-08-31 | Code: H | nature_of_ownership: By Trust | shares_owned_after: 25,000.00 | Footnotes: F3
• Sold 16,100 shares of Option to buy at $17.5 per share (Derivative)
  Date: 2026-08-31 | Code: M | Expires: 2032-02-01 | equity_swap_involved: 0 | shares_owned_after: 3,900.00 | transaction_form_type: 4 | Footnotes: F4, F5
• Sold 6,250 shares of Option to buy at $12.92 per share (Derivative)
  Date: 2026-08-31 | Code: M | Expires: 2029-12-06 | equity_swap_involved: 0 | shares_owned_after: 18,750.00 | transaction_form_type: 4 | Footnotes: F4, F6
• Holds 95,118 shares of Option to buy at $7.47 per share (Derivative)
  Date: 2026-08-31 | Code: H | Expires: 2027-09-30 | shares_owned_after: 95,118.00 | Footnotes: F4, F7

Footnotes:

• F1: Shares of common stock are held by Mr. Shellberg as trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.
• F2: Shares of common stock are held by Mr. Shellberg as trustee of the Susan K Shellberg Family Trust dated July 16, 2024. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Susan K. Shellberg Family Trust dated July 16, 2024.
• F3: Shares of common stock are held by Mr. Shellberg as trustee of the Susan K. Shellberg Marital Trust dated July 16, 2024. Mr. Shellberg possesses voting and investment power with respect to the shares of common stock held by the Susan K. Shellberg Marital Trust dated July 16, 2024.
• F4: Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
• F5: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
• F6: Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
• F7: Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.