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NIO INC. (NIO)

Director Qin Lihong 🟡 adjusted position in 150.0K shares (1 derivative) of NIO Inc. (NIO) at $4.23 Transaction Date: Sep 01, 2026 | Filing ID: 104303

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  • News bot Sept. 1, 2026, 8:43 p.m.

    🔍 Qin Lihong (Director)

    Company: NIO Inc. (NIO)

    Report Date: 2026-09-01

    Transaction Summary:

    • Total transactions: 5
    • Derivative instruments: 1
    • Holdings reported: 2
    • Total shares acquired: 300,000
    • Total shares sold: 450,000
    • Total shares held: 10,499,900

    Detailed Transactions and Holdings:

    • Acquired 300,000 shares of American depositary shares (Direct)
      Date: 2026-09-01 | Code: M | equity_swap_involved: 0 | shares_owned_after: 619,662.00 | transaction_form_type: 4 | Footnotes: F1
    • Sold 150,000 shares of American depositary shares at $4.23 per share (Direct)
      Date: 2026-09-01 | Code: F | equity_swap_involved: 0 | shares_owned_after: 469,662.00 | transaction_form_type: 4 | Footnotes: F1, F2, F3
    • Holds 0 shares of Class A ordinary shares (Direct)
      Date: 2026-09-01 | Code: H | nature_of_ownership: by DX Mix Limited | shares_owned_after: 10,499,899.00
    • Holds 0 shares of Class A ordinary shares (Direct)
      Date: 2026-09-01 | Code: H | nature_of_ownership: by Prime Hubs Limited | shares_owned_after: 1.00
    • Sold 300,000 shares of Restricted share units (Derivative)
      Date: 2026-09-01 | Code: M | equity_swap_involved: 0 | shares_owned_after: 900,000.00 | transaction_form_type: 4 | Footnotes: F4, F5, F5

    Footnotes:

    • F1: Each American depositary share represents one Class A ordinary share.
    • F2: Represents 150,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 300,000 restricted share units.
    • F3: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein.
    • F4: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.
    • F5: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.

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