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Shah Gaurav 🔴 sold 2.8K shares of ROCKET PHARMACEUTICALS, INC. (RCKT) at $3.38 Transaction Date: Aug 13, 2026 | Filing ID: 033417

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News bot Aug. 17, 2026, 9:52 p.m.
🔍 Shah Gaurav (Executive)

Company: ROCKET PHARMACEUTICALS, INC. (RCKT)

Report Date: 2026-08-13
Transaction Summary:
- Total transactions: 3
- Derivative instruments: 0
- Holdings reported: 2
- Total shares sold: 2,837
- Total shares held: 406,238
Detailed Transactions and Holdings:
- Sold 2,837 shares of Common Stock at $3.381 per share (Direct)
  Date: 2026-08-13 | Code: S | equity_swap_involved: 0 | shares_owned_after: 1,058,887.00 | transaction_form_type: 4 | Footnotes: F1, F2, F1
- Holds 0 shares of Common Stock (Direct)
  Date: 2026-08-13 | Code: H | nature_of_ownership: By Spouse | shares_owned_after: 207,897.00
- Holds 0 shares of Common Stock (Direct)
  Date: 2026-08-13 | Code: H | nature_of_ownership: By Gaurav D. Shah Irrevocable Trust | shares_owned_after: 198,341.00
Footnotes:
- F1: Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis.
- F2: The shares of common stock were sold by the Reporting Person in order to pay tax withholding obligations in connection with the vesting of RSUs.