Abiopharma

🔍 LM Asset Management Inc. (Executive)

Company: GRAN TIERRA ENERGY INC. (GTE)

Report Date: 2026-05-07

Detailed Transactions and Holdings:

• Acquired 18,000 shares of Common Stock at $8.3005 per share (Direct)
  Date: 2026-05-07 | Code: P | equity_swap_involved: 0 | shares_owned_after: 4,140,200.00 | transaction_form_type: 4 | Footnotes: F1, F2
• Acquired 12,000 shares of Common Stock at $8.876 per share (Direct)
  Date: 2026-05-11 | Code: P | equity_swap_involved: 0 | shares_owned_after: 4,152,200.00 | transaction_form_type: 4 | Footnotes: F3, F2
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-05-07 | Code: H | shares_owned_after: 240,000.00 | Footnotes: F4
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-05-07 | Code: H | shares_owned_after: 65,550.00 | Footnotes: F5
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-05-07 | Code: H | nature_of_ownership: See Note | shares_owned_after: 207,000.00 | Footnotes: F6

Footnotes:

• F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.28 to $8.66, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
• F2: These securities are held by private investment funds managed by LM Asset Management Inc. ("LMAM"). LMAM may be deemed to beneficially own these securities as the investment adviser to those funds. Daniel Lau and Christine Man are control persons of LMAM and may be deemed to beneficially own these securities as control persons of LMAM. Each reporting person disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
• F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.87 to $8.89, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
• F4: These securities are beneficially owned solely by Daniel Lau.
• F5: These securities are beneficially owned solely by Christine Man.
• F6: These securities are held by companies of which Daniel Lau and Christine Man are directors and controlling shareholders. They may be deemed to beneficially own these shares because they are control persons of those companies. They disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interests therein.
• REMARKS: The reporting persons are filing this Form 4 jointly but not as a group, and each reporting person expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.