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CATERPILLAR INC (CAT)

BONFIELD ANDREW R J 🟡 adjusted position in 23.1K shares (3 derivative) of CATERPILLAR INC (CAT) at $920.72 ($34.8M) Transaction Date: May 06, 2026 | Filing ID: 057309

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  • News bot May 7, 2026, 9:35 p.m.

    🔍 BONFIELD ANDREW R J (Executive)

    Company: CATERPILLAR INC (CAT)

    Report Date: 2026-05-06

    Transaction Summary:

    • Total transactions: 8
    • Derivative instruments: 3
    • Holdings reported: 0
    • Total shares acquired: 23,054
    • Total shares sold: 46,108

    Detailed Transactions and Holdings:

    • Acquired 11,655 shares of Common Stock at $253.98 per share (Direct)
      Date: 2026-05-06 | Code: M | equity_swap_involved: 0 | shares_owned_after: 64,590.00 | transaction_form_type: 4
    • Acquired 7,673 shares of Common Stock at $338.65 per share (Direct)
      Date: 2026-05-06 | Code: M | equity_swap_involved: 0 | shares_owned_after: 72,263.00 | transaction_form_type: 4
    • Acquired 3,726 shares of Common Stock at $332.04 per share (Direct)
      Date: 2026-05-06 | Code: M | equity_swap_involved: 0 | shares_owned_after: 75,989.00 | transaction_form_type: 4
    • Sold 7,380 shares of Common Stock at $920.72 per share (Direct)
      Date: 2026-05-06 | Code: F | equity_swap_involved: 0 | shares_owned_after: 68,609.00 | transaction_form_type: 4
    • Sold 15,674 shares of Common Stock at $918.71 per share (Direct)
      Date: 2026-05-06 | Code: S | equity_swap_involved: 0 | shares_owned_after: 52,935.00 | transaction_form_type: 4 | Footnotes: F1
    • Sold 11,655 shares of Employee Stock Options at $253.98 per share (Derivative)
      Date: 2026-05-06 | Code: M | Expires: 2033-03-06 | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F2
    • Sold 7,673 shares of Employee Stock Options at $338.65 per share (Derivative)
      Date: 2026-05-06 | Code: M | Expires: 2024-03-04 | equity_swap_involved: 0 | shares_owned_after: 3,836.00 | transaction_form_type: 4 | Footnotes: F3
    • Sold 3,726 shares of Employee Stock Options at $332.04 per share (Derivative)
      Date: 2026-05-06 | Code: M | Expires: 2035-03-03 | equity_swap_involved: 0 | shares_owned_after: 7,450.00 | transaction_form_type: 4 | Footnotes: F4

    Footnotes:

    • F1: This transaction was executed in multiple trades at prices ranging from $918.50 to $919.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
    • F2: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
    • F3: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 4, 2024 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
    • F4: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long-Term Incentive Plan on March 3, 2025 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

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