Abiopharma

🔍 BALL FREDERICK (Executive)

Company: ADVANCED ENERGY INDUSTRIES INC (AEIS)

Report Date: 2026-05-02

Detailed Transactions and Holdings:

• Acquired 2,313 shares of Common Stock (Direct)
  Date: 2026-05-02 | Code: M | equity_swap_involved: false | shares_owned_after: 3,820.00 | transaction_form_type: 4 | Footnotes: F1, F2
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-05-02 | Code: H | nature_of_ownership: Lynn A Ball 2025 Annuty Trust | shares_owned_after: 20,000.00 | Footnotes: F3
• Holds 0 shares of Common Stock (Direct)
  Date: 2026-05-02 | Code: H | nature_of_ownership: Frederick A Ball Annuity Trust | shares_owned_after: 20,000.00 | Footnotes: F3
• Sold 2,313 shares of Restricted Stock Units (Derivative)
  Date: 2026-05-02 | Code: M | equity_swap_involved: false | transaction_form_type: 4 | Footnotes: F1, F4, F4

Footnotes:

• F1: On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis.
• F2: Of this total amount of 3,820 shares: (A) 2,313 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,313 shares to the 1998 Ball Family Trust; and (B) 1,507 shares are held indirectly by the 1998 Ball Family Trust, which includes a total of 189 shares acquired through the Dividend Reinvestment Plan.
• F3: The reporting person serves as the trustee.
• F4: Restricted stock units are not exercisable and do not have an expiration date.