TRIUMPH FINANCIAL, INC. (TFIN)

Nelson Adam D 🟡 adjusted position in 2.6K shares (4 derivative) of Triumph Financial, Inc. (TFIN) at $72.00 Transaction Date: May 01, 2026 | Filing ID: 030652

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  • News bot May 5, 2026, 8:35 p.m.

    🔍 Nelson Adam D (Executive)

    Company: Triumph Financial, Inc. (TFIN)

    Report Date: 2026-05-01

    Transaction Summary:

    • Total transactions: 7
    • Derivative instruments: 4
    • Holdings reported: 3
    • Total shares acquired: 7,992
    • Total shares sold: 1,194
    • Total shares held: 9,395

    Detailed Transactions and Holdings:

    • Acquired 1,850 shares of Common Stock (Direct)
      Date: 2026-05-01 | Code: A | equity_swap_involved: 0 | shares_owned_after: 26,682.00 | transaction_form_type: 4 | Footnotes: F1
    • Acquired 2,710 shares of Common Stock (Direct)
      Date: 2026-05-01 | Code: A | equity_swap_involved: 0 | shares_owned_after: 29,392.00 | transaction_form_type: 4 | Footnotes: F2
    • Sold 1,194 shares of Common Stock at $67.55 per share (Direct)
      Date: 2026-05-01 | Code: F | equity_swap_involved: 0 | shares_owned_after: 28,198.00 | transaction_form_type: 4 | Footnotes: F3, F4
    • Acquired 3,432 shares of Employee Stock Options at $67.55 per share (Derivative)
      Date: 2026-05-01 | Code: A | Expires: 2036-05-01 | equity_swap_involved: 0 | shares_owned_after: 3,432.00 | transaction_form_type: 4 | Footnotes: F5, F6
    • Holds 4,409 shares of Employee Stock Options at $54.38 per share (Derivative)
      Date: 2026-05-01 | Code: H | Expires: 2035-05-01 | shares_owned_after: 4,409.00 | Footnotes: F5, F6
    • Holds 2,010 shares of Employee Stock Options at $72.0 per share (Derivative)
      Date: 2026-05-01 | Code: H | Expires: 2034-05-01 | shares_owned_after: 2,010.00 | Footnotes: F6, F5
    • Holds 2,976 shares of Employee Stock Options at $51.25 per share (Derivative)
      Date: 2026-05-01 | Code: H | Expires: 2033-05-01 | shares_owned_after: 2,976.00 | Footnotes: F5, F6

    Footnotes:

    • F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
    • F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
    • F3: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.
    • F4: Consists of (i) 23,737 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
    • F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
    • F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.