NOMURA HOLDINGS INC (NMR)

Ozaki Yukiko 🟡 adjusted position in 4.4K shares (2 derivative) of NOMURA HOLDINGS INC (NMR) at $8.41 Transaction Date: Apr 24, 2026 | Filing ID: 183654

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  • News bot April 28, 2026, 12:20 p.m.

    🔍 Ozaki Yukiko (Executive)

    Company: NOMURA HOLDINGS INC (NMR)

    Report Date: 2026-04-24

    Transaction Summary:

    • Total transactions: 7
    • Derivative instruments: 2
    • Holdings reported: 0
    • Total shares acquired: 7,803
    • Total shares sold: 12,159

    Detailed Transactions and Holdings:

    • Acquired 2,896 shares of Common Stock (Direct)
      Date: 2026-04-24 | Code: M | equity_swap_involved: false | shares_owned_after: 20,382.00 | transaction_form_type: 4 | Footnotes: F1, F2
    • Sold 2,896 shares of Common Stock at $8.21 per share (Direct)
      Date: 2026-04-24 | Code: D | equity_swap_involved: false | shares_owned_after: 17,486.00 | transaction_form_type: 4 | Footnotes: F1, F3
    • Acquired 4,900 shares of Common Stock (Direct)
      Date: 2026-04-27 | Code: M | equity_swap_involved: false | shares_owned_after: 22,386.00 | transaction_form_type: 4 | Footnotes: F4
    • Sold 1,467 shares of Common Stock at $7.71 per share (Direct)
      Date: 2026-04-27 | Code: F | equity_swap_involved: false | shares_owned_after: 20,919.00 | transaction_form_type: 4 | Footnotes: F5, F6
    • Acquired 7 shares of Common Stock at $8.41 per share (Direct)
      Date: 2026-04-24 | Code: A | equity_swap_involved: false | shares_owned_after: 69.93 | transaction_form_type: 4 | Footnotes: F3
    • Sold 2,896 shares of Notional Stock Units (Derivative)
      Date: 2026-04-24 | Code: M | equity_swap_involved: false | transaction_form_type: 4 | Footnotes: F1, F2, F1, F7
    • Sold 4,900 shares of Restricted Stock Units (Derivative)
      Date: 2026-04-27 | Code: M | equity_swap_involved: false | shares_owned_after: 7,600.00 | transaction_form_type: 4 | Footnotes: F4, F8, F4, F7

    Footnotes:

    • F1: Notional Stock Units vested on April 1, 2026 and were settled in cash on April 24, 2026. No shares were issued.
    • F2: Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
    • F3: The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.84 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 24, 2026.
    • F4: Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026.
    • F5: Shares were withheld to satisfy tax withholding obligations in connection with the settlement of the Restricted Stock Units.
    • F6: The reported price has been converted into U.S. dollars from Japanese yen using the JPY159.56 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on April 27, 2026.
    • F7: No separate Expiration Date.
    • F8: Each Restricted Stock Unit represents the right to receive one share of Common Stock.
    • REMARKS: CHRO (Chief Human Resources Officer) and CHO (Chief Health Officer)