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  • News bot April 28, 2026, 12:30 a.m.

    🔍 Aoki Ichiro (Executive)

    Company: indie Semiconductor, Inc. (INDI)

    Report Date: 2026-04-23

    Transaction Summary:

    • Total transactions: 8
    • Derivative instruments: 2
    • Holdings reported: 0
    • Total shares acquired: 93,500
    • Total shares sold: 10,065,724

    Detailed Transactions and Holdings:

    • Sold 43,500 shares of Class V Common Stock (Direct)
      Date: 2026-04-23 | Code: M | equity_swap_involved: false | shares_owned_after: 3,839,362.00 | transaction_form_type: 4 | Footnotes: F1
    • Acquired 43,500 shares of Class A Common Stock (Direct)
      Date: 2026-04-23 | Code: M | equity_swap_involved: false | shares_owned_after: 149,669.00 | transaction_form_type: 4 | Footnotes: F2
    • Sold 43,500 shares of Class A Common Stock at $3.541 per share (Direct)
      Date: 2026-04-23 | Code: S | equity_swap_involved: false | shares_owned_after: 106,169.00 | transaction_form_type: 4 | Footnotes: F3, F4
    • Sold 50,000 shares of Class V Common Stock (Direct)
      Date: 2026-04-24 | Code: M | equity_swap_involved: false | shares_owned_after: 3,789,362.00 | transaction_form_type: 4 | Footnotes: F1
    • Acquired 50,000 shares of Class A Common Stock (Direct)
      Date: 2026-04-24 | Code: M | equity_swap_involved: false | shares_owned_after: 156,169.00 | transaction_form_type: 4 | Footnotes: F2
    • Sold 50,000 shares of Class A Common Stock at $3.7637 per share (Direct)
      Date: 2026-04-24 | Code: S | equity_swap_involved: false | shares_owned_after: 106,169.00 | transaction_form_type: 4 | Footnotes: F3, F5
    • Sold 4,939,362 shares of ADK Class A Units (Derivative)
      Date: 2026-04-23 | Code: M | Exercise: 2021-12-10 | equity_swap_involved: false | shares_owned_after: 3,839,362.00 | transaction_form_type: 4 | Footnotes: F2, F6
    • Sold 4,939,362 shares of ADK Class A Units (Derivative)
      Date: 2026-04-24 | Code: M | Exercise: 2021-12-10 | equity_swap_involved: false | shares_owned_after: 3,789,362.00 | transaction_form_type: 4 | Footnotes: F2, F6

    Footnotes:

    • F1: Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
    • F2: Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
    • F3: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through June 30, 2026.
    • F4: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.50 to $3.585, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
    • F5: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.75 to $3.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
    • F6: N/A

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