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Lisata Therapeutics Inc (LSTA)

Director Mazzo David J 🟡 adjusted position in 79.9K shares (1 derivative) of LISATA THERAPEUTICS, INC. (LSTA) at $1.97 Transaction Date: Jan 09, 2026 | Filing ID: 000003

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  • News bot Jan. 13, 2026, 9:23 p.m.

    🔍 Mazzo David J (Director)

    Company: LISATA THERAPEUTICS, INC. (LSTA)

    Report Date: 2026-01-09

    Transaction Summary:

    • Total transactions: 6
    • Derivative instruments: 1
    • Holdings reported: 0
    • Total shares acquired: 121,000
    • Total shares sold: 41,096

    Detailed Transactions and Holdings:

    • Acquired 81,000 shares of Common Stock (Direct)
      Date: 2026-01-09 | Code: A | equity_swap_involved: 0 | shares_owned_after: 352,986.00 | transaction_form_type: 4 | Footnotes: F1, F2
    • Sold 10,503 shares of Common Stock at $1.97 per share (Direct)
      Date: 2026-01-09 | Code: F | equity_swap_involved: 0 | shares_owned_after: 342,483.00 | transaction_form_type: 4 | Footnotes: F3, F2
    • Sold 10,515 shares of Common Stock at $1.97 per share (Direct)
      Date: 2026-01-09 | Code: F | equity_swap_involved: 0 | shares_owned_after: 331,968.00 | transaction_form_type: 4 | Footnotes: F3, F2
    • Sold 12,224 shares of Common Stock at $1.97 per share (Direct)
      Date: 2026-01-09 | Code: F | equity_swap_involved: 0 | shares_owned_after: 319,744.00 | transaction_form_type: 4 | Footnotes: F3, F2
    • Sold 7,854 shares of Common Stock at $1.97 per share (Direct)
      Date: 2026-01-09 | Code: F | equity_swap_involved: 0 | shares_owned_after: 311,890.00 | transaction_form_type: 4 | Footnotes: F3, F2
    • Acquired 40,000 shares of Stock Option (Right to Buy) at $1.97 per share (Derivative)
      Date: 2026-01-09 | Code: A | Expires: 2036-01-09 | Exercise: 2026-01-09 | equity_swap_involved: 0 | shares_owned_after: 40,000.00 | transaction_form_type: 4 | Footnotes: F4

    Footnotes:

    • F1: Represents 81,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
    • F2: Includes 124,750 unvested restricted stock.
    • F3: Shares withheld as payment of a tax liability on vesting of restricted stock.
    • F4: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.

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