Abiopharma

🔍 Alleva Lawrence M (Director)

Company: Mersana Therapeutics, Inc. (MRSN)

Report Date: 2026-01-06

Detailed Transactions and Holdings:

• Sold 578 shares of Common Stock (Direct)
  Date: 2026-01-06 | Code: U | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F1, F1
• Sold 84 shares of Common Stock (Direct)
  Date: 2026-01-06 | Code: U | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F1, F1, F5
• Sold 2,460 shares of Stock Option (right to buy) at $9.0775 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F3, F3, F3
• Sold 800 shares of Stock Option (right to buy) at $437.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 142 shares of Stock Option (right to buy) at $434.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 400 shares of Stock Option (right to buy) at $306.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 544 shares of Stock Option (right to buy) at $107.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 1,000 shares of Stock Option (right to buy) at $107.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 450 shares of Stock Option (right to buy) at $134.0 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 368 shares of Stock Option (right to buy) at $572.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 133 shares of Stock Option (right to buy) at $527.25 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 1,002 shares of Stock Option (right to buy) at $372.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 546 shares of Stock Option (right to buy) at $161.0 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 1,800 shares of Stock Option (right to buy) at $90.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 181 shares of Stock Option (right to buy) at $106.25 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 734 shares of Stock Option (right to buy) at $216.0 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 215 shares of Stock Option (right to buy) at $85.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 561 shares of Stock Option (right to buy) at $31.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 310 shares of Stock Option (right to buy) at $56.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 159 shares of Stock Option (right to buy) at $110.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 2,200 shares of Stock Option (right to buy) at $56.5 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 358 shares of Stock Option (right to buy) at $49.25 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 384 shares of Stock Option (right to buy) at $45.75 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4
• Sold 500 shares of Stock Option (right to buy) at $35.0 per share (Derivative)
  Date: 2026-01-06 | Code: D | equity_swap_involved: 0 | transaction_form_type: 4 | Footnotes: F4, F4, F4

Footnotes:

• F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, Day One Biopharmaceuticals, Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Emerald Merger Sub, Inc. ("Purchaser"), dated as of November 12, 2025, the shares (the "Shares") of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the Offer were exchanged for: (i) $25.00 per Share, net to the stockholder in cash, without interest and less any applicable tax withholding (the "Upfront Cash Consideration"), plus (ii) one non-tradeable contingent value right per Share (each, a "CVR"),
• F2: (continued from footnote 1) which represents the right to receive certain contingent milestone payments of up to an aggregate of $30.25 per CVR in cash, without interest and less any applicable tax withholding, upon the achievement of certain specified milestones in accordance with the terms and subject to the conditions of a contingent value rights agreement entered into by Parent and the rights agent (the Upfront Cash Consideration plus one CVR, collectively, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer, effective as of January 6, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent.
• F3: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each option to purchase shares of Common Stock ("Issuer Option") that was outstanding and unexercised as of immediately prior to the Effective Time and had an exercise price per Share that was less than the Upfront Cash Consideration (each, a "Cash-Out Option"), became fully vested and was automatically cancelled and converted into the right to receive, without interest and subject to deduction for any required tax withholding, (i) the Offer Price minus (ii) the exercise price payable per share of Common Stock underlying such Cash-Out Option.
• F4: Pursuant to the terms of the Merger Agreement, effective as of 10 business days prior to the closing of the Merger (the "Acceleration Date"), each Issuer Option then outstanding and unexercised that had an exercise price per Share that was equal to or greater than the Upfront Cash Consideration (each, an "OTM Option"), became fully vested and exercisable up to and through the closing of regular trading on the Nasdaq Stock Market on the fifth business day following the Acceleration Date (the "Last Exercise Date"). OTM Options not exercised on or prior to the Last Exercise Date were cancelled and ceased to exist as of the Effective Time, and no consideration was delivered in exchange for such OTM Option.
• F5: The securities were held directly by the Lawrence M. Alleva Revocable Trust.